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Article Title

Securities Regulation

Publication Date

7-2001

Document Type

Survey Article

Abstract

This Article surveys significant cases decided by the United States Court of Appeals for the Eleventh Circuit during 1999 and 2000 in the field of securities regulation. This Article also examines one rule adopted by the Securities and Exchange Commission ("SEC") during this survey period that affects Eleventh Circuit precedent.

  • Safe Harbor for Forward-Looking Statement
  • Judicial Notice of SEC Filings and Standard for Scienter Pleading
  • "Knowing Possession" Test Adopted for Section 10(B) Fraud Claims

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